Archive for December 2016

‘Tis the Season for Electronic Correspondence Review

By Elin Cherry Most firms and surveillance groups approach electronic correspondence reviews in three ways: percentage of review, key words to identify problematic correspondence, and internal investigations. Thus far, regulators have not given firms much of a reason to do otherwise. Most of the regulatory fines and sanctions have been the result of lack of…

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Happy Holidays from all of us at Elinphant

Elin is the CEO of Elinphant a financial compliance services firm. Elin ensures compliance officers who serve clients are skilled and knowledgeable in relation to the clients business and needs. Elin is known for looking at compliance challenges as well as marketing and sales in an innovative and direct manner.Read More

Elephant on Wall Street

Elin is the CEO of Elinphant a financial compliance services firm. Elin ensures compliance officers who serve clients are skilled and knowledgeable in relation to the clients business and needs. Elin is known for looking at compliance challenges as well as marketing and sales in an innovative and direct manner.Read More

As the coronavirus spreads Elinphant is taking precautions to ensure that all of our clients and employees stay healthy.
We will practice social distancing, skipping non-essential business travel and letting employees work from home and conduct virtual meetings as much as possible. Of course, the health of your business is also important to the Elinphant team.
We will continue to work for you as usual and will gladly meet at your offices at your discretion.