Aleksandra Drozen Biography

Aleksandra Drozen  | Compliance Advisor

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expertsphone (212) 739-9255

expertsphone (973) 803-0416

 adrozen@elinphant.com

 

Aleksandra Drozen is a regulatory compliance professional with more than 10 years of experience in the financial industry. Prior to joining the firm, she worked at BTIG,LLC covering distressed debt securities where she was part of a team who managed the oversight of legal and trading operations. Ms. Drozen also held roles at Fidelity Investments as a Senior Compliance Advisor on the Regulatory Response team responding to FINRA and SEC inquiries on equities and fixed income securities. She has also covered a broad range of various enterprise compliance functions at several firms including building and running a Compliance program from the ground up for a New York City based FinTech start-up firm and managing all of Registrations and Licensing. At Knight Capital Group Ms. Drozen oversaw and managed all of Licensing and Registrations before moving to a similar role at Credit Agricole CIB.

Aleksandra is a Magna Cum Laude graduate from the University of Oklahoma with a degree in Criminal Law. She holds a FINRA Series 7 and Series 24 license and previously held a Series 63 and NFA Series 3 license.