On May 17th, 2017, join Actiance and Elin Cherry in Washington, DC for an interactive discussion of the common supervisory pitfalls financial services firms face when dealing with oversight of electronic communications and what you can do to avoid them. Both broker-dealer and investment advisors are facing complex electronic communications oversight hurdles. Elin will be speaking about common issues in reviewing electronic communications, best practices to overcome these challenges, and how Actiance can help in reducing supervisory compliance risks. Register using the following link:
We hope to see you on May 17th!
Conference website: https://pages.actiance.com/EB2017-05-17WashingtonDC_RegPage.html
Elin is the CEO of Elinphant a financial compliance services firm. Elin ensures compliance officers who serve clients are skilled and knowledgeable in relation to the clients business and needs. Elin is known for looking at compliance challenges as well as marketing and sales in an innovative and direct manner.